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Susan Finder:Why are Chinese judges resigning?[老外看司改]

法客帝国  · 公众号  · 法律  · 2017-02-26 18:39

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Susan Finder:Why are Chinese judges resigning?

[老外看司改]


版权声明&法客帝国按

  • 者|Susan Finder[北京大学国际法学院访问教授]

  • 来源|作者赐稿并授权法客帝国刊发

  • 转载须在文首醒目注明作者和来源(侵权必究)


编者按:各省高院本轮以员额为抓手的司改似乎接近尾声,法官离职潮仍在继续,但相关话题的讨论因各种原因,也逐渐淡下来,不再成为关注焦点。在此,分享一位老外朋友去年的文章。

  • 这是一篇长期关注中国最高法院及中国司法改革的学者的文章,Susan Finder算是一位中国通,是法客的老读者和老朋友了,她对中国国情、中国最高法院的运行机制、中国司法改革及现状的关注、了解及洞察和见解,可能超过多数观察者。其个人博客“最高人民法院观察”(Supreme People's Court Monitor,网址:https://supremepeoplescourtmonitor.com)亦内容丰富并颇具特色,点及文末“阅读原文”,可达主页。

[法 客 帝 国(Empirelawyers)出品]

Why are Chinese judges resigning?

Susan Finder


Much has been written on why Chinese judges are resigning (but notenough about Chinese prosecutors--to be the subject of a later blogpost), butthis blogpost (written on the road) adds some more detail and analysis.Comments (and criticism) are welcomed.


In May (2016), Chen Haiguang, the head of the judicialmanagement department of the Supreme People's Court (SPC) revealed that over1000 judges had left, which he described as about 1% of the judiciary. Thenumber appears to be an underestimate.  The legal Wechatosphere oftenmentions that a Wechat chat group of former Beijing-based (including theSPC) judges has reached its maximum of 500 members.


More data and analysis comes from two sources: a survey conducted in thefall of 2015 and published by Wusong (a big thank you to another "authoritativeperson" for bringing this to my attention) and a recent article by one of the more popular Wechat publicaccounts, Empire Lawyers ( 法客帝国).


Respondees to survey

Six hundred former judges responded to the survey, conducted throughsocial media, of which 72% had left within the past year, while almost 19% hadleft within the past 2-3 years.


Who is leaving

Judges resigning, by sex (82.2% men, 19.67% women

It is mostly men leaving the judiciary, out of proportion  with theratio of men:women in the judiciary (2:1). (This confirms what I have beensaying when I have spoken on this issue). The survey gives the rationale thatmen are more interested in a challenging career than women, and are able todeal with a more pressured life.


Judges are resigning in their 30's, for the most part (see below), andmy own analysis is that the reason women are staying in the judiciary is that(married) women at that age also have responsibilities to children and elderlyparents. Women are prepared to deal with the stresses of working in thejudiciary because the work is more "stable," and does not involvemarketing work after business hours.


Age and education


Over half (55%) of the judges resigning are in their 30's. Most (70%)have been in the judiciary for at least 6 years, with practically all (91%)with at least 4 years of experience, over 99% with an undergraduate degree and37% with a master's degree.


Type of court and area of work


Most judges who have resigned recently  are from the basic level(78%) and intermediate level courts (18%).


Many (almost 80%) of the judges who had resigned were in thecivil/commercial divisions, with division chiefs and deputy division chiefsaccounting for 14% and 19% respectively.


Reasons for leaving:


  • benefits     insufficient (66% selected this as primary reason);

  • too     much pressure and too much work (60%);

  • not     enough opportunity for promotion (34%);

  • professional     risk and lack of professional respect (31%).


Those that have resigned are generally pessimistic about judicial reform(47%) or can't say for certain whether it will be successful (32%). Their"judges' dream" is to be able to try cases independently, withoutreporting their case up to the leadership, worrying about parties to the casepetitioning because they are unhappy with the outcome, etc.


Another analyst (the editor of the Wechat account Empire Lawyers) gavethree reasons for the wave of judges submitting their resignations.


  • Wechat;

  • Judicial   reform;

  • Other  factors (especially money).


Why Wechat?  Because it has given them a new universe of socialconnections outside the judiciary. It also gives them easy access toinformation about the life of former judges similar to themselves. 


Moreover,through Wechat they can create a circle of friends and connections who canprovide moral support when they have made the decision to resign. 


According tothe editor, Wechat is often a vehicle for judges preparing to resign. Somejudges establish their own Wechat public accounts while still in the judiciary,publishing articles that bring much more attention from legal professionals totheir expertise than their judgments ever do.


The increased stresses of judicial reform are another set offactors--the lifetime responsibility system,  case registration system,and particularly, the bright line quota on the number of judges (no more than39%) means that promotions will come more slowly than previously and otherswill not even be eligible to participate in the examinations for qualifying asa judge.


Other factors?  The editor cited money, particularly judges inmajor cities with high costs of living.  The fact remains thatmiddle-class life in China's major cities, particularly for couples with achild, is expensive and judicial salaries, tied to civil service rank, areinadequate.   As the editor mentioned, some judges supplement their wageswith (legal) inome from writing or lecturing. (It seems likely in the currentatmosphere, fewer judges are willing to risk soliciting illegal income.)


There is also the rigidity of the Party/state cadre management system.While law firm partner classmates are posting photos of themselves at Yosemiteor in the Grand Tetons on Wechat, judges must obtain permission to leave thecountry.


Finally, this couplet is popular on legal oriented Wechat:

网上流行一个段子:


Q: Do you regret resigning from the court?

问:从法院辞职,你后悔吗?


A: Regret.

答:后悔。


Q: Why do you regret it?

问:为什么后悔?


A: I regret that I left too late.

答:后悔出来晚了。


Susan Finder

Susan Finder has been observing the Supreme People’s Court for over 20 years.  She is a Distinguished Scholar in Residence  at the School of Transnational Law of Peking University (Shenzhen) and in the fall of 2015 was an Adjunct Professor with the Faculty of Law of the University of Hong Kong and is affiliated with its Centre of Chinese Law. She speaks often on Chinese legal issues and works on Chinese law related consulting projects and arbitrations from time to time. Occasionally, she writes for The Diplomat, the South China Morning Post, the Global Military Justice Reform blog, Practical Law China and other publications.  Previously, she was an editor with a legal know-how company. Earlier in her career, she taught Chinese law and other subjects in the Law Department of the City University of Hong Kong, where she wrote the first close analysis of the operations of the Supreme People’s Court.  She then put her knowledge of Chinese law to work in the China practice group of the international law firm Freshfields, Bruckhaus Deringer. She subsequently experienced the collapse of a major US law firm (Heller Ehrman) during the financial crisis, as well as issues faced by Hong Kong market regulators (the Hong Kong Stock Exchange).


She had the good fortune to study with three of the early pioneers of Chinese legal studies (in the United States): Jerome Cohen, R. Randle Edwards, and Stanley Lubman and to have many leading practitioners and legal academics among her classmates at Harvard Law School (J.D.) and Columbia Law School (LL.M).


Susan Finder speaks and reads (Mandarin) Chinese and Russian and some German.


She can be contacted through the comment function or at [email protected].

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