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唧唧堂:OS组织科学2020年7-8月论文摘要11篇

唧唧堂  · 公众号  ·  · 2020-12-23 23:11

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解析作者 | 唧唧堂管理学研究小组: THF
审校 | 唧唧堂管理学研究小组: 明月奴
推送编辑 | 悠悠



1. 移民和外国企业的表现


研究表明,本国公司在外国市场可以选址在本国移民居住较多的地方,因为这样做可以提高绩效。本文认为,为了正确评估移民对跨国公司业绩的影响,应当考虑异质性:即区分独立公司(由外国人个人拥有)与跨国公司的子公司(由外国公司母公司拥有)。独立公司对移民社区的资源需求更大,且更依赖于管理者个人在移民社区中的联系。而跨国公司的子公司可以依靠其母公司的组织资源(例如品牌,声誉,渠道)来获取移民社区的资源。本文使用2006-2011年间俄罗斯境内的外国公司数据,发现只有在CEO是移民的情况下,移民社区才能提高独立公司的获利能力。而对于跨国公司的子公司来说,无论CEO是否为移民,移民社区都可以提高其盈利能力。尽管本国公司可以在外国市场的移民社区中获得资源,但这种获益的途径是不同的。


Studies have demonstrated that foreign firms locate where immigrants from their home countries reside and have suggested that doing so can improve performance. We argue that to properly assess how immigrants impact the performance of co-national firms, research must account for heterogeneity in how independent foreign firms (owned by individual foreigners) versus multinational corporation (MNC) subsidiaries (owned by a foreign corporate parent) benefit from immigrant communities. Independent firms have a greater need for resources from the immigrant community and depend more on their individual managers’ personal connections within the community to obtain such resources. Subsidiaries of MNCs can instead rely on the impersonal organizational resources of their parent firm (e.g., brand, reputation, channels) to access valuable immigrant community resources. Using data on foreign firms in Russia during 2006–2011, we find that immigrants improve the profitability of co-national independent firms only if they are managed by immigrant chief executive officers (CEOs), whereas co-national MNC subsidiaries profit from immigrants regardless of their CEOs’ nationality. Our study suggests that although organizations benefit from the resources of co-national immigrant communities in foreign markets, the means by which they activate them—personal or impersonal—systematically vary across different types of firms.


参考文献:Hernandez, E., & Kulchina, E. (2020). Immigrants and Foreign Firm Performance. Organization Science, 31(4), 797–820. https://doi.org/10.1287/orsc.2019.1331



2. 远视搜索:组织对于管理者如何理解战略的了解


早期实验是组织创新的核心,也是基于实证管理的核心实践。在广泛使用之前,组织会在低风险的环境中测试新策略。但是组织还会使用实验来评估将在高风险环境中实施这些策略的管理者。本文构建了一个模型证明这两种实验评估从根本上是不兼容的。管理者会因害怕结果不佳而被替换扭曲实验,从而最大程度地提高实验结果成功的可能性。这会削弱早期实验的许多有价值的信息。如果组织可以观察管理者的实验策略和结果,并且提前承诺评估和替换规则,代理问题将得到解决。如果无法可靠地了解管理者的策略,则组织将替换优秀的管理者来获得理想的实验策略,或者保留坏的管理者以减轻管理者对替换的恐惧。本文表面,在低不风险的环境中,更换管理者的制度较好;而在高风险的环境中,承诺无论实验结果如何都不会替换管理者是最佳的。


Early-stage experiments are central to the design-thinking approach to organizational innovation, and they are also a core practice in evidence-based management. Organizations use experiments to test new strategies in a low-stakes setting before escalating their commitment to a new initiative. Yet organizations also use experiments to evaluate managers who will implement these strategies in a high-stakes setting. I develop a formal model to demonstrate that these two types of evaluations are fundamentally incompatible. Managers who fear replacement in response to a poor experimental outcome pervert their experiments to maximize the likelihood that they succeed. This saps early experiments of much of their informational value. I show that if an organization can observe a manager's experimental strategies and the experiment’s outcomes and can commit ahead of time to an evaluation and replacement rubric, then it can resolve this agency problem. However, if a manager's experimental strategy cannot be credibly communicated, the organization will either replace good managers to induce a desirable experimental strategy or retain bad managers to alleviate the fear of replacement. I show that in low-uncertainty environments, the control exerted by the former replacement regime offers the best results, whereas, in high-uncertainty environments, commitment to retention regardless of experimental outcomes is best.


参考文献:Ganz, S. (2020). Hyperopic Search: Organizations Learning About Managers Learning About Strategies. Organization Science, 31(4), 821–838. https://doi.org/10.1287/orsc.2019.1330



3. 多元组织如何进行战略变革?北欧城市组织中的修辞竞赛,趋同和部分协议的过程


本文探讨了存在价值根本差异的多元化组织如何进行战略变革。通过对北欧城市组织中战略变革的案例分析,本文展示了拥护者和挑战者如何进行一场“修辞游戏”:通过游戏,他们阐明了基于自己价值的利益和观念,并寻求实现变革的方法。在一种模式下,讨论从最初的竞争逐渐过渡,最后达成共识。这种修辞游戏有四种修辞手法:表达自己的论点,挪用他人的论点,共识论证(consensus argumentation)和集体辩论(collective argumentation)。本文提供了从竞争到部分协议过程中,对修辞使用的细致入微的说明,有助于研究多元化组织中的战略变革。此外,本文详细介绍了在战略制定中起关键作用的修辞类型,可以进一步指导实践。


This study examines how pluralistic organizations confronting fundamental differences in values can proceed with strategic change. By drawing on a longitudinal case analysis of strategic change in a Nordic city organization, we show how the proponents and challengers play a “rhetorical game” in which they simultaneously promote their own value-based interests and ideas and seek ways to enable change. In particular, we identify a pattern in which the discussion moved from initial contestation through gradual convergence to increasing agreement. In addition, we elaborate on four rhetorical practices used in this rhetorical game: voicing own arguments, appropriation of others’ arguments, consensus argumentation, and collective argumentation. By so doing, our study contributes to research on strategic change in pluralistic organizations by offering a nuanced account of the use of rhetoric when moving from contestation to convergence and partial agreement. Furthermore, by detailing specific types of rhetorical practices that play a crucial role in strategy making, our study advances research on the role of rhetoric in strategy process and practice research more generally.


参考文献:Sorsa, V., & Vaara, E. (2020). How Can Pluralistic Organizations Proceed with Strategic Change? A Processual Account of Rhetorical Contestation, Convergence, and Partial Agreement in a Nordic City Organization. Organization Science, 31(4), 839–864. https://doi.org/10.1287/orsc.2019.1332


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4. 使用口头反讽解决有争议的问题


反讽的是处理组织中争议的一种有效手段,但是其未必可以解决争议背后的问题。通过运用话语不一致理论,本文研究了在跨国公司中管理人员面临有争议问题时的反讽用法,确定并详细阐述了四种通过反讽推进问题的途径:“默许”(由于环境限制而没有其他选择),“授权”(通过来自不同方面的信息产生观点),“引导”(将其他解释包含在一个单一且通常占主导地位的观点下)和“排除”(拒绝其他解释并通常使现状更加顽固)。在此基础上,本文建立了一个理论模型,明确了处理争议问题的过程,并阐述了四个途径的具体特征。分析还使人们对组织中反讽的话语基础和主体间互动有了更全面的了解。


Irony is an effective means of dealing with controversy in organizations, but there is a paucity of knowledge of the various ways in which irony helps managers to do so without necessarily ‘solving’ those issues. By drawing on discursive incongruity theory, we examine the use of irony when managers are confronted with controversial issues in a multinational company. As a result, we identify and elaborate on four distinctively different pathways of how irony helps participants to move on: ‘acquiescing’ (framing understanding as having no alternative because of environmental constraints), ‘empowering’ (synthesizing a view through broad inputs from different individuals), ‘channelling’ (subsuming other interpretations under a single and often dominant view) and ‘dismissing’ (rejecting alternative interpretations and often reinforcing the status quo). On this basis, we develop a theoretical model that elucidates the process dynamics in dealing with and moving on with controversial issues and elaborates the specific characteristics of each of these four pathways. Our analysis also leads to a fuller understanding of the discursive underpinnings and intersubjective dynamics in irony use in organizations.


参考文献:Kwon, W., Clarke, I., Vaara, E., Mackay, R., & Wodak, R. (2020). Using Verbal Irony to Move on with Controversial Issues. Organization Science, 31(4), 865–886. https://doi.org/10.1287/orsc.2019.1333



5. 财务激励措施和专业人员的工作任务:管辖权和管辖地位的调节作用


本研究解决了组织如何利用财务激励影响业专业员工的工作任务的问题。专业员工由于专业知识,相当大的自治权和社会化能力以及专业规范,十分难以管理。本文探讨了激励作用如何调节管辖权(jurisdictional dominance,即该专业相对于其他专业控制着多少任务)和管辖地位(jurisdictional prominence,需要专业技能的任务相较于其他任务有多经常被布置)。本文利用加拿大安大略省的医生任务数据以及DID设计发现,当一个专业对某项任务具有较高的管辖权时,专业人员的激励响应较小;而当该任务具有较高的管辖地位时,专业人员的激励响应则较大。这项研究为有关专业员工的文献做出了贡献:首先,引入了管辖权和管辖地位的概念,并与现有的专业控制(professional control)概念区分开来。其次,研究表明财务激励措施可以成为影响专业员工的有效工具。最后,证明了管辖权与管辖地位的概念可以有意义地影响专业员工,因此应在后续研究中加以考虑。


This research addresses the important question of how organizations can use financial incentives to influence the work tasks of their professional workforce—a constituency that is notoriously difficult to manage because of their specialized knowledge, considerable autonomy, strong socialization, and powerful professional norms. In particular, I explore how a baseline incentive effect is moderated by two features of professionals’ tasks and jurisdictions: jurisdictional dominance (i.e., how much the profession controls the provision of the task relative to other professions) and jurisdictional prominence (i.e., how commonly provided the task is within a profession relative to other tasks). Using data on thousands of physician tasks from Ontario, Canada, and a difference-in-differences empirical design, I find that professionals’ incentive responses are smaller when a profession has higher jurisdictional dominance over a task, but are larger when the task has higher jurisdictional prominence within the profession. This research contributes to the literature on professions and professionals in multiple ways. First, I introduce the concepts of jurisdictional dominance and jurisdictional prominence, distinguishing them from each other and from existing conceptions of professional control. Second, this study shows that financial incentives can be an effective tool for influencing professionals, but highlights that their efficacy is shaped by a task’s jurisdictional dominance and jurisdictional prominence. Finally, I show that these new conceptions of jurisdictional control influence professionals’ behaviors in meaningful ways and should therefore be considered in future studies of professions.


参考文献:Chown, J. (2020). Financial Incentives and Professionals’ Work Tasks: The Moderating Effects of Jurisdictional Dominance and Prominence. Organization Science, 31(4), 887–908. https://doi.org/10.1287/orsc.2019.1334



6. 绩效的产生:管理者如何在工作场所理解和运用绩效


本文开发了一个关于管理者如何理解并进行工作场所绩效评估的过程模型。数据主要来源于一个多样化的管理人员样本和美国科技公司管理人员的数据,并由定性的在线评论数据进行不足。本文发现个人对绩效的理解是由他们晋升之前(正面和负面)的绩效评估经历决定的。本文的分析了两种在评估他人时应用绩效的管理方法:集中式方法,即经理在个人层面上定量评估员工的工作行为;分散式方法,经理们在个人和团队两个层面上定量和定性评估员工的工作行为和个人素质。绩效评估结果为负面的员工在成为管理者后倾向于集中式方法,而结果积极的员工则倾向分散式方法。该研究表明,绩效不是一个抽象的概念,而是基于个人在工作场所中的评估经验而产生并随时间推移而产生的指导原则。


In this article, we develop a process model that specifies how managers come to understand and approach the evaluation of merit in the workplace. Interviews from a diverse sample of managers and from managers at a U.S. technology company, along with supplemental qualitative online review data, reveal that managers are not blank slates: we find that individuals’ understandings of merit are shaped by their (positive and negative) experiences of being evaluated as employees prior to promotion to management. Our analysis also identifies two distinct managerial approaches to applying merit when evaluating others: the focused approach, in which managers evaluate employees’ work actions quantitatively at the individual level; and the diffuse approach in which managers assess both employees’ work actions and personal qualities, quantitatively and qualitatively, at both the individual and team levels. We further find that, as a result of their different past experiences as subjects of evaluation, individuals who experience mostly negative evaluation outcomes as employees are more likely to adopt a focused approach to evaluating merit, whereas individuals who experience mostly positive evaluation outcomes are more likely to adopt a diffuse approach. Our study contributes to the scholarship on meritocracy and workplace inequality by showing that merit is not an abstract concept but a guiding principle that is produced and reproduced over time based on individuals’ evaluation experiences in the workplace.


参考文献:Castilla, E., & Ranganathan, A. (2020). The Production of Merit: How Managers Understand and Apply Merit in the Workplace. Organization Science, 31(4), 909–935. https://doi.org/10.1287/orsc.2019.1335


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7. 任期延长对CEO认知复杂性的影响


本文研究了CEO在任职期间的认知复杂性如何变化。先前的理论和研究表明,随着任期的增长,CEO习得了更多的特定角色的知识或专业知识,从而产生了更加复杂的思维模式。除了研究CEO任期对认知复杂性的影响之外,我们还考虑了这种关系的调节变量:行业活力,行业动荡和CEO职位权力。我们对684家上市公司CEO样本进行了测试。CEO认知复杂性的新指标构建于季度电话会议的问答部分中CEO的语言模式,本文提供了该指数可靠性和有效性的证据。结果表明,CEO在任职期间通常会经历认知复杂性的大幅增加。调节变量适度地改变了认知复杂性增加的这一总体轨迹,我们未观察到非线性的影响。


We study how the cognitive complexity of chief executive officers (CEOs) changes during their tenures. Drawing from prior theory and research, we argue that CEOs attain gradually greater role-specific knowledge, or expertise, as their tenures advance, which yields more complex thinking. Beyond examining the main effect of CEO tenure on cognitive complexity, we consider three moderators of this relationship, each of which is expected to influence the accumulation of expertise over a CEO’s time in office: industry dynamism, industry jolts, and CEO positional power. We conduct our tests on a sample of 684 CEOs of public corporations. The analytic centerpiece of our study is a novel index of CEO cognitive complexity based on CEOs’ language patterns in the question-and-answer portions of quarterly conference calls. As part of our extensive theory of measurement, we provide evidence of the reliability and validity of our index. Our results indicate that CEOs, in general, experience substantial increases in cognitive complexity over their time in office. Examined moderators somewhat, but modestly, alter this general trajectory, and nonlinearities are not observed. We discuss the implications of our findings.


参考文献:Graf-Vlachy, L., Bundy, J., & Hambrick, D. (2020). Effects of an Advancing Tenure on CEO Cognitive Complexity. Organization Science, 31(4), 936–959. https://doi.org/10.1287/orsc.2019.1336



8. 基于社区的资源动员:企业家如何通过众筹从分散的非专业人士获取资源


我们研究了企业家如何通过众筹从分散的非专业人士获取早期创业的财务资源。通过对企业家的非股权众筹活动的归纳分析,我们得出了基于社区的资源动员的整体框架。框架由三个不同过程组成:与拥有领域相关知识的社区内个人建立心理纽带并进行社区建设(community building),和现有资源提供者进行社区参与(community engaging)以促进认同,以及与可以帮助协调更多受众的资源的中间人进行社区跨越(community spanning)。企业家对于这三个过程的时间排序以及实施可以决定众筹环境中资源调动的成功与失败。成功的企业家主要在活动启动之前进行社区建设,在活动中使用社区参与,并且在实现活动最初规定的筹资目标后利用社区扩展。研究从经验上说明并从理论上概念化了在众筹环境中资源动员的动力。


We examine how entrepreneurs acquire financial resources for their early-stage ventures from distributed non-professionals via crowdfunding. Through an inductive analysis of entrepreneurs’ successful and unsuccessful non-equity crowdfunding campaigns, we derive a holistic framework of community-based resource mobilization. Our framework consists of three distinct processes entrepreneurs use to attain financial capital from non-professional resource providers over time: community building to establish psychological bonds with individuals possessing domain-relevant knowledge, community engaging to foster social identification with existing resource providers, and community spanning to leverage proofpoints with intermediaries who can help orchestrate resource mobilization with broader audiences. Entrepreneurs’ enactment and temporal sequencing of these three processes distinguish successful versus unsuccessful resource mobilization efforts in a crowdfunding setting. Community building is used by successful entrepreneurs primarily prior to a campaign’s launch, community engaging is used throughout a campaign, and community spanning is most effectively used after achieving a campaign’s initially-stated funding goal. This study empirically illustrates and theoretically conceptualizes the dynamics of resource mobilization in a crowdfunding setting.


参考文献:Murray, A., Kotha, S., & Fisher, G. (2020). Community-Based Resource Mobilization: How Entrepreneurs Acquire Resources from Distributed Non-Professionals via Crowdfunding. Organization Science, 31(4), 960–989. https://doi.org/10.1287/orsc.2019.1339


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9. 反对逻辑和混合组织的出现:1975-2017年间伊斯兰银行窗口扩散的国家层面研究


人们对于混合组织何时何地扩散知之甚少。我们认为,强调市场类别和制度逻辑的约束作用的新制度观点必须与需求侧观点相辅相成,后者强调混合起源的经济动机。本文构建了一套理论来预测1975-2017年间伊斯兰银行业混合形式在国家层面的扩散。在此期间,许多传统银行开始拓展伊斯兰银行服务(伊斯兰窗口)从而入侵了伊斯兰银行领域。我们的发现强调了同时研究约束力和赋能力的影响的相关性。与新制度理论一致,只有在穆斯林占人口大部分的国家中,窗口形式才没有建构的合法性,而且当地人们意识形态两极化则加大了反对派之间的意识形态边界。较差的地方信贷市场和国家经济全球化为窗口的扩散提供了强有力的经济诱因,这种诱导在穆斯林占多数的国家中更为强烈。通过强调功利动机和物质交换作为驱动因素,我们弥合了新制度主义和制度变迁方法之间的差异。


Little is known about when and where hybrid organizations diffuse. We argue that neo-institutional perspectives, which stress the constraining role of market categories and institutional logics, have to be complemented with demand-side perspectives that stress the enabling force of economic incentives to explain the origins of hybrids. We develop theory to predict the country-level diffusion of hybrid forms in Islamic banking in the 1975–2017 period, during which many conventional banks invaded the domain of Islamic banking by starting to sell Islamic banking services, or so-called “Islamic windows.” Our findings underscore the relevance of simultaneously studying the impact of constraining and enabling forces. Consistent with neo-institutional theory, we find strong evidence that a lack of constitutive legitimacy of the window form—only in countries where Muslims make up a large share of the population—and the ideological polarization of local audiences reify the ideological boundaries between the oppositional banking logics, which in turn hampers the diffusion of windows in the focal country. At the same time, however, it appears that the failure of local credit markets and country-level economic globalization, the latter even more in countries with a Muslim majority, provide potent economic incentives for the diffusion of windows. By stressing the role of utilitarian incentives and material exchange as drivers of hybridization, we bridge the gap between neo-institutional and more rationalist approaches of institutional change.


参考文献:Boone, C., & Özcan, S. (2020). Oppositional Logics and the Antecedents of Hybridization: A Country-Level Study of the Diffusion of Islamic Banking Windows, 1975–2017. Organization Science, 31(4), 990–1011. https://doi.org/10.1287/orsc.2019.1338



10. 竞争,技术许可和创新


尽管竞争与公司创新之间的关系一直是学术界的关注重点,先前的研究主要将内部研发的变化视为对竞争者行动的战略回应。在本研究中,我们重点研究用于获取外部技术的最重要且最常见的合同机制之一——技术许可(technology licensing)。令人惊讶的是,以前的研究虽探究了竞争对企业研发投入的影响,却忽视了技术许可。本文结合许可的独特属性,将其与竞争对手推出新产品所带来的竞争压力和引起的需求系统地联系起来。此外,我们讨论了技术许可如何在受到竞争者威胁的领域帮助公司后续创新,以及这种创新如何依赖于组织内部累积的研发投资和外来许可技术。本文通过纵向设计测试了理论模型:该设计跟踪了全球生物制药公司的许可和创新成果。我们的发现表明,许可进入是竞争压力推动的产物,且许可进入可以在竞争对手施加压力的领域提高公司的创新能力,尤其是在已经存在研发投入的情况下。本文将技术许可视为重要的组织行为,这有助于我们加深对竞争与创新之间重要关系的理解。







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