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【Report】Managing conduct risk: Address drivers, restore trust

德勤Deloitte · 公众号 · · 2017-10-12 17:43

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Addressing conduct issues remains a priority for both the financial services industry and its key regulators. The Centre for Regulatory Strategy, through its global collaboration, has launched a paper exploring misconduct in financial services.

The report explores the fundamental drivers of misconduct, the various industry and regulatory initiatives that have arisen in response, and some of the strategies and emerging technologies financial services firms can enlist to help manage conduct risk and restore trust.