Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.
Regulation, Compliance & Anti-Financial Crime
Regulation, Compliance and Anti-Financial Crime (AFC) protects the integrity and reputation of Deutsche Bank. It manages the Bank’s risks and help to avert unintentional rule breaches and conflicts of interest. At the same time, we also advise the bank on ethical conduct and governance issues and keep the bank up to date on regulatory and political challenges.
Position Overview
Job Title: Compliance Assistant (CQ Br )
Primary Purpose
Assist CQ branch compliance manager to monitor compliance matters and support the coordination of surveys, reports, dissemination of regulations and other compliance issues of CQ branch.
Typical Duties
Job specific description
- Support the internal daily operation, coordination and administration of compliance department of CQ branch and assurance works, including but not limited to:
- Support in regulation dissemination, translation, following up and filing.
- Support compliance manager to prepare compliance internal reports, regulatory reports, ad-hoc reports.
- Support compliance manager in document database/record maintenance.
- Assist Branch compliance manager to arrange various compliance trainings.
- Other routine administrative works, such as collect information, organize schedules and meetings, prepare management presentation materials, arrange for chopping, fax, mail, filing, organize travel arrangements, support expense reimbursement etc.
- Other compliance matters that may be assigned or delegated by Head of Compliance, China and CQ Compliance Manager
Supervision Received
Report to CQ branch Compliance Manager
Requirement
